Overview

The UAE Securities & Commodities Authority (SCA) require the following key personell to pass a series of CISI qualifications in order to become licensed to work in SCA regulated firms:

  • Broker representatives
  • Compliance Officers, AML Officers, Internal Controller
  • Trading managers
  • Operations managers
  • Clearing Officer
  • Risk Management Officer
  • Financial Analyst
  • Investment Manage, Investment Chief
  • Promoter

To see which qualifications apply to these roles, click here.

CCL Academy can help your firm prepare you and your team for these qualifications through a series of exam preparation courses.