The UAE Securities & Commodities Authority (SCA) require the following key personell to pass a series of CISI qualifications in order to become licensed to work in SCA regulated firms:
- Broker representatives
- Compliance Officers, AML Officers, Internal Controller
- Trading managers
- Operations managers
- Clearing Officer
- Risk Management Officer
- Financial Analyst
- Investment Manage, Investment Chief
To see which qualifications apply to these roles, click here.
CCL Academy can help your firm prepare you and your team for these qualifications through a series of exam preparation courses.