Compliance for Wealth Management Staff

In the wake of numerous regulatory enforcement actions, it is now more important than ever that Wealth Managers are aware of their regulatory responsibilities.

CCL Academy offer an extensive range of Compliance, AML & Financial Crime and Regulatory courses. To view details of these courses, visit our main GRC websites:

CCL Academy - UK

CCL Academy - UAE 

We have selected a few of our courses which could be useful to wealth management teams, listed below.